New York State Department of Financial Services Superintendent's Subject Files
Some content may contain outdated and offensive terminology. See: New York State Archives Statement on Language in Descriptive Resources
Overview of the Records
Repository:
New York State Archives
New York State Education Department
Cultural Education Center
Albany, NY 12230
Summary:
The series provides an overview of the major activities of the Insurance Department and the superintendent relating to the
regulation of insurance companies. Files mostly contain correspondence and memoranda, with some reports, news releases, and
speeches. In addition to documents addressed to or written by the superintendent, there are many copies of correspondence
or memoranda referred to the superintendent from deputy superintendents or bureau chiefs.
Creator:
Title:
Superintendent's subject files
Quantity:
Inclusive Dates:
1935-1976, 1978, 1981, 1988, 2005-2012, undated
Series Number:
14394
Arrangement
Files are usually alphabetical by subject, with documents filed in reverse chronological order.
Copies of each superintendent's speeches or articles and NAIC materials are usually placed at the end of the alphabetical
sequence.
14394-08: Uncertain arrangement.
14394-12, 14394-12A, 14394-15: Alphabetical by subject.
14394-12B: Arranged by superintendent, then roughly alphabetical by subject.
Administrative History
Chapter 366 of the Laws of 1859 established the Insurance Department. Under the direction of a Superintendent of Insurance,
it assumed all duties relating to regulation of insurance companies exercised since 1849 by the secretary of state and state
comptroller. Originally the governor appointed the superintendent, with advice and consent of the senate, for a term of three
years. After 1927 the superintendent's term was changed to run until the end of the term of the appointing governor.
As head of the department, the superintendent of insurance supervises deputy assistants, line bureaus in Albany and New York
City, and other section heads. The superintendent reviews all policy or program issues of importance. All major policy decisions
regarding insurance regulations go through the superintendent or a deputy.
Scope and Content Note
The series provides an overview of the major activities of the department and the superintendent. Files mostly contain correspondence
and memoranda, with some reports, news releases, and speeches. In addition to documents addressed to or written by the superintendent,
there are many copies of correspondence or memoranda referred to the superintendent from deputy superintendents or bureau
chiefs.
Headings in the records range from general subjects (e.g., "administration", "budget", or "legislation") to names of particular
bureaus, insurance companies, and organizations, or types of insurance (e.g., fire, life, automobile, surety, casualty, marine)
or insurance company activities (e.g., "antitrust acquisitions", workmen's compensation, multiple live underwriting, malpractice
insurance).
Files may include correspondence concerning efforts of insurance companies to acquire other companies (these actions must
be approved by the department); copies of circular letters announcing department policy and legal opinions to insurers; files
concerning the rehabilitation of insolvent companies by the department (including data on departmental examination of the
company and negotiations to effect a takeover by a solvent firm); and special reports to the governor on specific topics (e.g.,
the problem of obtaining fire insurance in urban ghetto areas).
Also included are frequently extensive files on the superintendent's activity in the National Association of Insurance Commissioners
(NAIC), an organization that supports cooperation between states and promotes federal legislation. Of special note is information
on how the introduction of electronic data processing equipment into insurance company operations (early 1960s) will affect
the department's ability to conduct examinations of companies.
14394-83: This accretion consists of the files of Superintendent Julius S. Wikler and Leffert Holz.
14394-99: This accretion contains the files of superintendents Benjamin R. Schenck (1968-1972) and Thomas A. Harnett (1976).
The two men served consecutively: Schenck from 1971 to 1975; Harnett from 1975 to 1977.
14394-08: This accretion consists of the files of Superintendent Howard Mills III. Superintendent Mills was appointed by Governor
George Pataki and served from 2005 to 2007.
14394-12: This accretion consists of files created during the tenure of James J. Wrynn, Superintendent of Insurance (2009-2011)
and Deputy Superintendent of Financial Services (2011-2012). In 2011, the New York State Banking and Insurance Departments
were abolished, and their functions transferred to the newly created Department of Financial Services.
14394-12A: This accretion consists of files created during the tenure of Eric Dinallo, Superintendent of Insurance (2007-2009).
The records also contain correspondence dating from May 2007-March 2010.
14394-12B: This accretion consists of the files of former Superintendents Albert B. Lewis and James P. Corcoran. The records
contain both message books and correspondence files regarding various issues, including health care, economic development,
and traffic safety.
14394-15: This accretion consists of the files of former Superintendents Thomas Harnett (1978), Albert B. Lewis (1981) and
James P. Corcoran (1988). Thomas Harnett served 1975-1978, Albert Lewis served 1978-1983, and James Corcoran served 1983-1990.
Deputy Superintendent James Rudolph's records are interfiled with the records of James Corcoran. James Rudolph served 1981-1988.
Other Finding Aids
Available at Repository
14394-99, 14394-12B, 14394-15: Container list is available at the repository.
14394-08: Folder list is available at the repository.
Acquisition Information
14394-12B: This accretion includes records from transfer lists 11-91 and 95-23.
14394-15: This accretion includes records from transfer lists 860008, 910008, and 910013.
Custodial History
Evidence from a related transfer suggests the intent to destroy all pre-1935 files. Post-1935 files may constitute all that
exists of Insurance Department administrative files.
Access Restrictions
There are no restrictions regarding access to or use of the material.
Access Terms
Personal Name(s):
Corporate Name(s):
Geographic Name(s):
Subject(s):
Function(s):
Detailed Description
| Dates |
Contents |
Box |
Folder |
Accretion: 14394-12 |
|
Accreditation |
1 |
|
|
Actuarial Society of NY |
1 |
|
|
Affirmative Action Report |
1 |
|
|
Agent/Brokers Compensation "Float" |
1 |
|
|
American Association of Justice |
1 |
|
|
American College of Surgeons Surgical Symposium |
1 |
|
|
American Medical and Life Insurance Company |
1 |
|
|
American Transit Company |
1 |
|
|
American Transit Company |
1 |
|
|
Approval's from Monica Marsh |
1 |
|
|
Asian American Insurance & Financial Professional Association |
2 |
|
|
Aspen American Insurance Company |
2 |
|
|
Association of Bermuda Insurers & Reinsurers |
2 |
|
|
Attracting Business to NY |
2 |
|
|
Aurelius Cap Management & Fir Tree |
2 |
|
|
Banking, NYS Department of |
2 |
|
|
Bermuda Monetary Authority |
2 |
|
|
Big Apple Abstract Corp. |
2 |
|
|
Canada Office of Financial Institutions |
2 |
|
Accretion: 1 |
|
Cuomo, Andrew |
3 |
|
Accretion: 14394-12 |
|
Captives |
3 |
|
|
Chinese American Assoc. |
3 |
|
|
Columbia Medical Center |
3 |
|
|
Conference Associates, Inc. |
3 |
|
|
Council of Insurance Agents & Brokers |
3 |
|
|
Council of American Ireland Relations |
3 |
|
|
Disaster Preparedness & Response Bureau |
3 |
|
|
Dysautonomia Foundation |
3 |
|
|
Empire Blue Cross/Blue Shield |
4 |
|
|
Enterprise Risk Management |
4 |
|
|
Examination Review Project |
4 |
|
|
Executive Life Insurance Company of NY |
4 |
|
|
Expenditures & Disbursements Report |
4 |
|
|
FDCC Insurance Institute |
4 |
|
|
Federation of Regulatory Counsel |
4 |
|
|
Financial Reform - Senator Dodd |
5 |
|
|
Financial Services Roundtable |
5 |
|
|
Financial Stability Oversight Council |
5 |
|
|
Financial Supervisory Commission (Taiwan) |
5 |
|
|
Firemen's Fund Insurance Company |
5 |
|
|
Forest Hills Financial Group |
5 |
|
|
Future Leadership Foundation |
6 |
|
|
Greater NY Hospital Association |
6 |
|
|
Guardian Life Insurance |
6 |
|
|
Harlem Community Development Corporation |
6 |
|
|
Holding Company Act 440 |
7 |
|
|
Institute of International Bankers |
7 |
|
|
Insurance Institute of London |
7 |
|
|
Insurance Core Principles |
7 |
|
|
Interboro Insurance Company |
8 |
|
|
International Monetary Fund |
8 |
|
|
Korean American Association |
8 |
|
|
Long Island Association |
9 |
|
|
Long-Term Care Insurance |
9 |
|
|
Macroprudential Surveillance Framework |
10 |
|
|
Majestic Insurance Company |
10 |
|
|
MedAmerica Insurance Co. of NY |
10 |
|
|
MLR (Medical Loss Ratio) |
10 |
|
|
Medical Malpractice (2) |
10 |
|
|
Morelle, Assemblyman Joseph |
11 |
|
|
Mutual Holding Company |
11 |
|
|
New York Board of Fire Underwriters |
11 |
|
|
New York City Bar Association |
12 |
|
|
NY Insurance Compensation Insurance Rating Board |
12 |
|
|
New York Property Insurance U/W Association |
12 |
|
|
New York State Residency |
12 |
|
|
New York Insurance Fund |
12 |
|
|
New York Trial Lawyers |
12 |
|
|
Non-Profit Organizations |
12 |
|
|
New York Insurance Exchange |
13 |
|
|
Phoenix Life Insurance Company |
18 |
|
|
Principles Based Regulation Policy Forms |
18 |
|
|
Professional Insurance Agents |
18 |
|
|
Professional Liability Insurance |
18 |
|
|
Promontory Financial Group |
19 |
|
|
Property/Casualty Insurers Association of America |
19 |
|
|
Property/Casualty Joint Forum |
19 |
|
|
Reinsurance Association of America (RAA) |
19 |
|
|
Retained Assets Accounts |
20 |
|
|
Risk Focused Exam Overview |
20 |
|
|
Risk Retention Task Force |
20 |
|
Accretion: 1 |
|
State Farm Insurance Company |
21 |
|
Accretion: 14394-12 |
|
Solvency II 2 of 2 |
21 |
|
|
Solvency Modernization Initiatives |
21 |
|
|
Special Disability Fund |
21 |
|
|
State Compensations Insurance Fund |
21 |
|
|
Super's Correspondence |
21 |
|
|
Supervision of Financial Conglomerates |
21 |
|
|
Taiwan's Financial Supervisory Commission |
22 |
|
|
Thailand Insurance Commission |
22 |
|
|
Tax Definition of Insurance |
22 |
|
|
Tourette Syndrome Association |
22 |
|
|
Treehouse Consulting Group |
22 |
|
|
Tri County Indemnity Insurance Agents |
23 |
|
|
US Chamber of Commerce |
23 |
|
|
Utica First Insurance Company |
23 |
|
|
Weingarten Reid & McNally |
23 |
|
|
Women & Minority-Owned Business Bond |
23 |
|
Accretion: 14394-12A |
|
ACLI |
1 |
1 |
|
Agent Broker Compensation |
1 |
2 |
|
Alliance of Insurance & Financial Professionals |
1 |
5 |
|
American Association of Insurance Services |
1 |
9 |
|
American Insurance Management |
1 |
10 |
|
American College of OBGYN |
1 |
11 |
|
Arch Insurance Group |
1 |
14 |
|
APRA - Australian Regulator |
1 |
15 |
|
Association of Bermuda Insurers & Reinsurers |
1 |
18 |
|
Auto Insurance - Elderly |
1 |
20 |
|
Bank of New York Melton |
1 |
21 |
|
Bermuda Monetary Authority |
1 |
27 |
|
Chinese American Insurance Association |
5 |
|
|
Citizen Action of New York |
5 |
|
|
Community Service Society |
5 |
|
|
Council for Affordable Health Insurance |
5 |
|
|
Council of Insurance Agents & Brokers |
5 |
|
|
Disaster Preparedness Bureau |
5 |
|
|
Economic Security Cabinet |
5 |
|
|
Economic Development Corporation |
5 |
|
|
Empire Center for NYS Policy |
5 |
|
|
Excess and Surplus Lines |
6 |
|
|
Federation Francaise Des Societes D'Assurances |
6 |
|
|
Financial Guaranty Company |
6 |
|
|
Financial Services Authority |
6 |
|
|
Financial Services Project |
8 |
|
|
Fraternal Benefits Society |
8 |
|
|
French Treasury Department |
8 |
|
|
Good Cause Insurance Company |
8 |
|
|
Greater NY Council of Insurance Brokers |
8 |
|
|
Gov's Counsel - Same Sex Marriage |
8 |
|
|
Harvard Business Review |
8 |
|
|
Hospitals Insurance Company |
8 |
|
|
Independent Statistical Services |
9 |
|
|
Insurance Marketplace Standards Association |
9 |
|
|
International Association of Insurance Association |
9 |
|
|
Jamaica Business Resource Center |
9 |
|
|
Mound Cotton Wollan & Greengrass |
10 |
|
|
Municipal Labor Committee |
10 |
|
|
National Mutual Insurance |
13 |
|
|
Neighborhood Housing Services of NYC |
13 |
|
|
NYS Department of Environmental Conservation |
13 |
|
|
NYS Drivers License Policy |
13 |
|
|
NSM Capital Management |
13 |
|
|
Office of National Insurance |
13 |
|
|
Partnership for Coverage |
13 |
|
|
Perella Weinberg Partners |
13 |
|
Accretion: Medical Malpractice |
|
National Conference of State Legislators |
13 |
|
|
National Independent Statistical Service |
13 |
|
|
Optional State Charter |
13 |
|
Accretion: 14394-12A |
|
2007 DOB Annual Certification |
14 |
|
|
Advanced Mgt. Development Program |
14 |
|
|
Deputies Meeting Agenda |
14 |
|
|
Discretionary Leave Policy |
14 |
|
|
Employee Assistance Program |
14 |
|
|
Evaluation of Parity Law |
14 |
|
|
Federal Priorities Process Packet |
14 |
|
|
Governor's Monthly Report |
14 |
|
|
Int'l Conference for Equity Investors in US Insurers |
15 |
|
|
Kirshners Agent Source Book Listing |
15 |
|
|
Legislature - Proposed |
15 |
|
|
Monthly Expenditure Reports |
15 |
|
|
New Employees Offer Letters |
15 |
|
|
NYSID Liquidation Bureau vs. NYS Comptroller |
15 |
|
|
NYS Insurance Dept. Weekly Report |
16 |
|
|
New Yorkers for Accessible Health Coverage |
16 |
|
|
New York State Trial Lawyers Association |
16 |
|
|
Office of the Governor |
16 |
|
|
Office of Mental Health |
16 |
|
|
Principles Based Regulation of Insurance |
16 |
|
|
Real Estate Board of New York |
16 |
|
|
Roundtable Discussions w/Senator Gillibrand |
16 |
|
|
Security Mutual Life Insurance |
16 |
|
|
Uniform Accident & Sickness Policy Provision Law |
16 |
|
|
Universal Health Coverage |
16 |
|
|
U.S. Chamber of Commerce Report |
16 |
|
|
United States Congress |
16 |
|
|
U.S. Global Financial Services Leadership |
16 |
|
| 2008 April 16 |
House Committee Hearing - Examining Proposals on Regulatory Reform |
17 |
|
| 2008 December 15 |
Letters to Treasury Department in Support of Monolines |
17 |
|
| 2007 April 16 |
Confirmation Briefing |
17 |
|
| 2007 May-2008 April 16 |
Correspondence |
19 |
|
| 2008 April-August |
Correspondence |
20 |
|
| 2008 October-2009 April |
Correspondence |
21 |
|
| 2009 May-2010 March |
Correspondence |
22 |
|
Accretion: 14394-83 |
| 1957-1958 |
Accident and Health |
1 |
1 |
| 1955-1956 |
Accident and Health |
1 |
2 |
| 1957-1958 |
Accident Prevention |
1 |
3 |
| 1955-1958 |
Accomplishments of Departments and Progress Reports |
1 |
4 |
| 1955-1956 |
Adjusters, Public - Sharing of Fees With Brokers |
1 |
5 |
| 1956-1958 |
Administrative Improvement Program |
1 |
6 |
| 1956-1958 |
Advertising of A and S Insurance (Regulation 34) (See "NAIC - Federal Trade Commission") |
1 |
7 |
| 1958 |
Agents, Brokers and Adjusters |
1 |
8 |
| 1957 |
Agents, Brokers and Adjusters |
1 |
9 |
| 1956 |
Agents, Brokers and Adjusters |
1 |
10 |
| 1955 |
Agents, Brokers and Adjusters |
1 |
11 |
| 1955,1957 |
Agents -- Subversive Questionnaire |
1 |
12 |
| 1955-1958 |
Committee on Problems of Aging |
1 |
13 |
| 1957 |
Annual Report to 1958 Legislature |
1 |
15 |
| 1956 |
Annual Report to 1957 Legislature |
1 |
16 |
| 1955 |
Annual Report to 1956 Legislature |
1 |
17 |
| 1954 |
Annual Report to 1955 Legislature |
1 |
18 |
| Undated |
Annual Statements (Empty Folder) |
1 |
19 |
| 1955-1959 |
Approval of Names of Companies |
1 |
20 |
| 1956-1958 |
Attorney General |
2 |
1 |
| 1958 |
Automobile Insurance - Legislation - Motor Vehicle Accident Indemnification Corporation |
2 |
2 |
| 1958 |
Automobile Insurance |
2 |
3 |
| 1957 |
Automobile Insurance |
2 |
4 |
| 1956 |
Automobile Insurance |
2 |
5 |
| 1957 |
Automobile Insurance - Legislation |
2 |
6 |
| 1956 |
Automobile Insurance - Legislation - Compulsory Law |
2 |
7 |
| 1955 |
Automobile Insurance |
3 |
1 |
| 1955-1957 |
Automobile Insurance - Clippings |
3 |
2 |
| 1958-1959 |
Automobile Assigned Risk Plan |
3 |
3 |
| 1958-1959 |
Aviation Insurance - See "Federal Legislation-General" and "NAIC-Preservation of State Regulation" |
3 |
4 |
| 1955-1958 |
Casualty and Surety |
3 |
6 |
| 1956 |
Casualty and Surety |
3 |
7 |
| 1955 |
Casualty and Surety |
3 |
8 |
| 1956-1958 |
Columbia University Project for Effective Justice |
3 |
9 |
| 1955-1958 |
Complaints |
3 |
10 |
| 1954-1958 |
Corcillo, Alphonse C. and Carmine V. |
3 |
11 |
| 1955-1599 |
Credit Life and Credit A. and H. - See: "Regulation No. 27" "NAIC-Credit Life and Credit A. and H." "Insurance RE: Instalment
Sales"
|
3 |
12 |
| 1955-1959 |
Disability Benefits |
3 |
13 |
| 1956-1958 |
Disclosure and Inspection of Department Files and Records |
3 |
14 |
| 1955-1959 |
Discrimination |
3 |
15 |
| 1956, 1959 |
District Attorneys --Report to |
4 |
1 |
| 1956 |
Examination Procedure |
4 |
2 |
| 1955-1958 |
Excess Lines - See also "Malpractice Insurance" |
4 |
3 |
| 1957-1958 |
Harold Faggen |
4 |
4 |
| 1955-1958 |
Federal Legislation -- General - See - "NAIC - Preservation of State Regulation" "Aviation Insurance" |
4 |
5 |
| 1956-1959 |
Federal Legislation - Federal Trade Commission - See: N.A.I.C. |
4 |
6 |
| 1957 |
F.T.C. Versus Commercial Travelers |
4 |
7 |
| 1955-1958 |
Fire and Marine |
4 |
8 |
| 1956-1957 |
Flood Insurance |
4 |
9 |
| 1955 |
Flood Insurance |
4 |
10 |
| 1956-1959 |
Fraternals |
4 |
11 |
| 1955-1959 |
Governor's Office |
5 |
1 |
| 1956-1959 |
Health Insurance and Metcalf Committee |
5 |
2 |
| 1955-1958 |
Hospital and Medical Expense Plans -- General |
5 |
3 |
| 1957-1958 |
Hospital and Medical -- Associated Hospital Service of New York |
5 |
4 |
| 1058-1959 |
Hospital and Medical -- Columbia University Study |
5 |
5 |
| 1954-1961 |
Insurance Board |
5 |
6 |
| 1958 |
Insurance Federation Scholarship Committee |
5 |
7 |
| 1956-1959 |
Insurance RE: Instalment Sales (See: "NAIC_Insurance RE: Instalment Sales" "Regulation No. 27" |
6 |
1 |
| 1955 |
International Workers Order |
6 |
2 |
| 1955-1958 |
Joint Legislative Committee on Insurance Rates and Regulation |
6 |
3 |
| 1956-1958 |
Joint Legislative Committee on Fire Laws |
6 |
4 |
| 1958-1959 |
Legislation -- Proposed for 1959 |
6 |
6 |
| 1957-1958 |
Legislation -- 1958 |
6 |
7 |
| 1956-1957 |
Legislation -- 1957 |
6 |
8 |
| 1956 |
Legislation -- 1956 |
7 |
1 |
| 1955 |
Legislation -- 1955 |
7 |
2 |
| 1957-1958 |
Life Insurance |
7 |
3 |
| 1955-1958 |
Life - Equitable Life - Proposed Home Office |
7 |
6 |
| 1955 |
Life - European Companies |
7 |
7 |
| 1955-1958 |
Life - Group |
7 |
8 |
| 1955-1958 |
Life - Guaranty Corporation |
7 |
9 |
| 1955-1958 |
Life - Inspectors of Election |
7 |
10 |
| 1955-1958 |
Life - Investments |
7 |
11 |
| 1955-1956 |
Life - Investments -- Dixon - Yates |
8 |
1 |
| 1955 |
Life - Investments in Foreign Countries |
8 |
2 |
| 1955-1957 |
Life - Savings Bank Life Insurance |
8 |
3 |
| 1955-1957 |
Life - Section 213 |
8 |
4 |
| 1956-1958 |
Life - Terminal Dividends |
8 |
5 |
| 1955-1958 |
Life - United Mutual Life Insurance Company |
8 |
6 |
| 1956-1958 |
Life - Variable Annuities |
8 |
7 |
| 1955 November - 1955 December |
Life - Variable Annuities |
8 |
8 |
| 1955 January - 1955 October |
Life - Variable Annuities |
8 |
9 |
| 1957-1958 |
Liquidation Bureau |
8 |
10 |
| 1956-1958 |
Liquidation Bureau - Progress Reports |
8 |
11 |
| 1955-1958 |
Malpractice Insurance |
9 |
1 |
| 1956-1958 |
Miscellaneous Speeches, Articles, ETC. |
9 |
2 |
| 1956-1957 |
Mortgage Facilities Corporation |
9 |
3 |
| 1956-1959 |
Multiple Line Underwriting |
9 |
4 |
| 1949, 1955-1959 |
Mutuals |
9 |
5 |
| 1955-1958 |
Mutual Benefit Health and Accident Association and United Benefit Life Insurance Company |
9 |
6 |
| 1955-1956 |
New York Business Development Corporation |
9 |
7 |
| 1955-1957 |
Office Space |
9 |
8 |
| 1957-1958 |
Pension Commission |
9 |
9 |
| 1956 |
Pension Commission |
9 |
10 |
| 1955 |
Pension Commission |
9 |
11 |
| 1955-1959 |
Policy Bureau |
9 |
12 |
| 1956-1957 |
Premium Financing |
9 |
13 |
| 1955-1959 |
Property Bureau -- See Casualty, Fire and Marine and Title and Mtge. |
9 |
14 |
|
Property - American Fidelity and Casualty Company |
9 |
15 |
| 1949, 1955-1959 |
Rates - General |
9 |
16 |
| 1958 |
Rates - Automobile Insurance |
9 |
17 |
| 1956-1957 |
Rates - Automobile Insurance |
10 |
1 |
| 1956-1959 |
Rates - Causality, Fidelity and Survey and Liability |
10 |
2 |
| 1955-1958 |
Rates - Fire and Extended Coverage |
10 |
3 |
| 1955-1958 |
Rates - Fire -- Allstate |
10 |
4 |
| 1956-1958 |
Rates - Inland Marine and Marine Personal Property Floater |
10 |
5 |
| 1955-1958 |
Rates - Fire -- North America and Cullen Versus Bohlinger |
10 |
6 |
| 1955-1959 |
Rates - Workmen's Compensation |
10 |
7 |
| 1957-1958 |
Real Estate |
11 |
1 |
| 1955-1956 |
Real Estate |
11 |
2 |
| 1956-1958 |
Regulations and Rulings |
11 |
3 |
| 1958 |
Regulation No. 27 See: "Credit Life and Credit A and H." "Insurance RE: Instalment Sales" |
11 |
4 |
| 1956-1958 |
Reinsurance |
11 |
5 |
| 1958-1959 |
Resolute Insurance Company |
11 |
6 |
| 1954-1958 |
Security Funds |
11 |
7 |
| 1956-1958 |
State Car (Superintendent's) |
11 |
8 |
| 1955-1957 |
State Insurance Fund |
11 |
9 |
| 1956-1957 |
Stock Options |
11 |
10 |
| 1955-1959 |
Title and Mortgage |
11 |
12 |
| 1955-1957 |
Unauthorized Insurance |
11 |
13 |
| 1955 |
Uniform Accounting |
11 |
14 |
| 1956-1957 |
Uniform Accounting -- Life |
11 |
15 |
| 1956 March |
United States Trustees of Alien Insurers |
11 |
16 |
| 1957-1958 |
Welfare Funds |
11 |
17 |
| 1955-1956 |
Welfare Funds - Self-Insured Plans |
12 |
2 |
| 1955-1956 |
Welfare Fund Inquiry - Budget and Personnel |
12 |
3 |
| 1956 |
Welfare Funds - Employee Welfare Fund Act |
12 |
4 |
| 1957 |
Welfare Funds - Legislation |
12 |
5 |
| 1956 |
Welfare Funds - Legislation |
12 |
6 |
| 1955-1956 |
Welfare Fund Inquiry - Report |
12 |
7 |
| 1956 January 26 |
Private Employee Benefit Plans - A Public Trust |
12 |
8 |
| 1955 |
Welfare Funds - Hearing and Report of United States Senate Subcommittee on Welfare and Pension Funds |
12 |
9 |
| 1955-1958 |
Workmen's Compensation |
12 |
10 |
| 1956-1958 |
Workmen's Compensation - Moreland Commission |
12 |
11 |
| 1945-1956 |
N.A.I.C. - Summary of National Association of Insurance Commissioners (N.A.I.C.) Actions |
13 |
1 |
| 1957-1958 |
N.A.I.C. - General |
13 |
2 |
| 1955-1956 |
N.A.I.C. - General |
13 |
3 |
| 1957 |
N.A.I.C. - Accident and Health Committee |
13 |
4 |
| 1955-1959 |
N.A.I.C. - Blue Cross - Blue Shield Subcommittee of Accident and Health Committee |
13 |
5 |
| 1956-1957 |
N.A.I.C. - Subcommittee on House Confinement Provisions in Policies of Accident and Sickness Insurance (Subcommittee of Accident
and Health Committee)
|
13 |
6 |
| 1956-1957 |
N.A.I.C. - Subcommittee - Definition of Non-Cancellable and Guaranteed Renewable Accident and Sickness Insurance |
13 |
7 |
| 1956-1956 |
N.A.I.C. - Subcommittee to Study Reserves for Guaranteed Renewable Accident and Health Policies |
13 |
8 |
| Undated |
N.A.I.C. - Interpretation Rules Governing Advertisement of Accident and Sickness Insurance Subcommittee |
13 |
9 |
| 1955-1958 |
N.A.I.C. - Advertising and Subcommittee |
13 |
10 |
| 1954-1958 |
N.A.I.C. - Blanks Committee |
13 |
11 |
| 1954-1955 |
N.A.I.C. - Subcommittee - Brokers' Minimum Qualifications and Licensing Bill |
13 |
12 |
| 1955-1958 |
N.A.I.C. - Subcommittee RE: Commercial Pension Funds and Trusteed Welfare Funds |
13 |
13 |
| 1958 |
N.A.I.C. - Credit Life and Credit A. and H. See: "Credit Life and Credit A. and H." "Regulation No. 27" |
13 |
14 |
| 1955-1957 |
N.A.I.C. - Examinations Committee |
13 |
15 |
| 1956 |
N.A.I.C. - Subcommittee on Extended Maternity Benefits (Subcommittee of Non-Profit Hospital and Medical Service Association
Committee)
|
13 |
16 |
| 1955-1957 |
N.A.I.C. - Federal Trade Commission - Advertising Rules - Jurisdiction (See: "Advertising of A and S Insurance - Regulation
34")
|
13 |
17 |
| 1955-1958 |
N.A.I.C. - Future Meetings Subcommittee |
13 |
18 |
| 1955-1958 |
N.A.I.C. - Insurance Covering all Installment Sales and Loans |
14 |
1 |
| 1954-1956 |
N.A.I.C. - Subcommittee on Installment Premium Reporting in Annual Statements |
14 |
2 |
| 1954-1955 |
N.A.I.C. - Special Committee on Interstate Commerce Commission |
14 |
3 |
| 1958 |
N.A.I.C. - Subcommittee - Study and Review Laws Necessary and Essential to Perfect System of Regulation of Business of Insurance
by the Several States, etc.
|
14 |
4 |
| 1955-1958 |
N.A.I.C. - Life Committee |
14 |
5 |
| 1955-1958 |
N.A.I.C. - Preservation of State Regulation and Federal Liaison Committees - See: "Federal Legislation - General" |
14 |
6 |
| 1957 |
N.A.I.C. - Valuation of Securities |
14 |
7 |
| 1955-1956 |
N.A.I.C. - Valuation of Securities |
14 |
8 |
| 1958 |
N.A.I.C. - Variable Annuities |
14 |
9 |
| 1958 December |
N.A.I.C. - Meeting - New Orleans |
14 |
10 |
| 1958 June |
N.A.I.C. - Meeting - Chicago |
14 |
11 |
| 1957 December |
N.A.I.C. - Meeting - New Yore |
14 |
12 |
| 1957 June |
N.A.I.C. - Meeting - Atlantic City |
14 |
13 |
| 1956 December |
N.A.I.C. - Meeting - Miami Beach |
14 |
14 |
| 1956 June |
N.A.I.C. - Meeting - St. Louis |
14 |
15 |
| 1955 December |
N.A.I.C. - Meeting - New York |
14 |
16 |
| 1955 June |
N.A.I.C. - Meeting - Los Angeles |
14 |
17 |
| 1955 |
Bureau Chiefs' Duties |
15 |
7 |
| 1955-1959 |
New York Deputies and Bureau Chiefs |
15 |
8 |
| 1955-1956 |
Albany Deputies and Bureau Chiefs |
15 |
9 |
| 1955-1958 |
General Office |
15 |
10 |
| 1955 |
Eastern UnderwriOther State Departmentster Write-Up of Department |
15 |
11 |
| 1955-1958 |
Other State Departments |
15 |
12 |
| 1958 |
Miscellaneous Speeches |
15 |
14 |
| 1958 October 29 |
Speech - General Insurance Brokers' Association - "The Motor Vehicle Accident Identification Corporation" |
15 |
15 |
| 1958 May 21 |
Speech - White Plains Insurance Agents Association - "The Insurance Agent and His Public" |
15 |
16 |
| 1958 May 20 |
Speech - Insurance Brokers' Association - Public Protection and the Uninsured Motorist" |
16 |
1 |
| 1958 May 6 |
Speech - New York State Association of Insured Agents - "Meet the Press Panel" - Syracuse |
16 |
2 |
| 1958 April 29 |
Speech - New York State Title Association |
16 |
3 |
| 1958 April 15 |
Speech - Westchester County Association of Insured Agents - 'Public Protection and Uninsured Motorist |
16 |
4 |
| 1953-1957 |
Speeches - Miscellaneous |
16 |
5 |
| 1958 January 20 |
Speech - RE: Credit Lefe Insurance - New York State Bankers Association, Hotel Commodore, New York City |
16 |
6 |
| 1957 December 9 |
Speech - Are Laws Governing Life Insurance Company Investments Abreast of Times? Association of Life Insurance Counsel, New
York City
|
16 |
7 |
| 1957 October 28 |
Speech - Insurance Advertising Conference - New York City |
16 |
8 |
| 1957 October 25 |
Speech - Compulsory Automobile Insurance - Unfinished Business - New York State Bar Association - Syracuse, New York |
16 |
9 |
| 1957 October 22 |
Speech - Compulsory Automobile Insurance - Unfinished Business - Maryland Association of Insurance Agents, Baltimore, Maryland |
16 |
10 |
| 1957 May 10 |
Speech - American Management Association - "Is Insurance Keeping Pace With Times" |
16 |
11 |
| 1957 March 22 |
Speech - Real Estate Appraisers' Society Seventeenth Annual Conference |
16 |
12 |
| 1957 January 17 |
Speech - Shortcomings in Compulsory Automobile Liability Insurance Law National Democratic Club |
16 |
13 |
| 1956 June 12 |
Speech - Insurance Society of New York |
16 |
14 |
| 1956 May 21 |
Speech - Insurance Accounting and Statistical Association |
16 |
15 |
| 1955 April 19, 1956 April 10 |
Speech - Mutual Agents Asssociation |
16 |
16 |
| 1956 February 24 |
Speech - Group Five Savings Banks Association, Brooklyn, New York |
16 |
17 |
| 1956 January 5 |
Speech - RE: Uninsured Motorist Problem - Chamber of Commerce |
16 |
18 |
| 1955 December 2 |
Speech - "Administration of Insurance Law" Brooklyn Law School |
16 |
19 |
| 1955 September 12, 1955 |
Speech - New York State Title Association |
16 |
20 |
| 1955 May 2 |
Speech - "Real Estate Outlook for 1955" - Eastern Mortgage Conference of Mortgage Bankers Association, New York |
16 |
21 |
